Asset managementHKNIM-10826

Asset management license in HK for sale

A Hong Kong-based asset management company with Type 4 and Type 9 licences to advise on securities and provide asset management services, only to professional investors and without holding client assets.

Price on request

Key facts

Listing type
Licensed company
Category
Asset management
Country
Hong Kong (HK)
Region
Asia
Reference
NIM-10826
Published
7 November 2024

Details

Licence and regulation

  • Licence types: Type 4 and Type 9
  • Type 4: advising on securities
  • Type 9: asset management
  • Clients: services only to professional investors
  • Client assets: the licensee may not hold client assets

Company overview

  • Registered: Hong Kong
  • Location: Causeway Bay
  • Ownership: the licensed corporation is 100% held by 1 shareholder
  • Office rent: HK$26,000 a month
  • Monthly operating expenses: 35,000 USD
  • Liabilities: none
  • Risk Officer: the RO could stay for 3–6 months
  • Team: the team can stay as RO, help manage the platform and expand it as the buyer requests

Offer details and price

Price on request

The price and the full details of this offer are available on request. Send us a request and our team will get back to you.

Reference: NIM-10826

You may also be interested in

Asset managementNIM-10351

SFC Type 9 Asset Management Company in Hong Kong for sale

HKHong Kong

A Hong Kong company licensed by the SFC for Type 9 asset management. It has a corporate bank account, serves professional investors only, and its two Responsible Officers can stay on after the sale.

Price on request
Asset managementNIM-11118

SFC Type 9 License in Hong Kong for sale

HKHong Kong

A Hong Kong asset manager that has held its SFC Type 9 licence since 2010, with sizeable net assets, bank accounts in place and a clean record with the regulator.

Price on request
Asset managementNIM-10742

Asset Management company in Hong Kong for sale

HKHong Kong

An active, revenue-generating asset management company in Hong Kong, holding Type 1, 4 and 9 licences under the Securities and Futures Ordinance and serving professional investors only.

Price on request

View all: Licences for sale

Back to top

Leave a request

Tell us what you need and our team will get back to you.

Give us at least one way to reach you: email, phone or Telegram.