Asset managementHKNIM-11118

SFC Type 9 License in Hong Kong for sale

A Hong Kong asset manager that has held its SFC Type 9 licence since 2010, with sizeable net assets, bank accounts in place and a clean record with the regulator.

Price on request

Key facts

Listing type: Licensed company
Category: Asset management
Country: Hong Kong (HK)
Region: Asia
Reference: NIM-11118
Published: 16 April 2026
Licence type: SFC Type 9 (Asset Management)
Licensed since: 25 June 2010

Details

The firm has had no clients and no active business since 2020. It may hold client money, but only for professional investors, and it has never had a regulatory breach or compliance issue.

Key details

Licence: SFC Type 9 (Asset Management), granted 25 June 2010
Owner: 1 holding company based in Hong Kong
Net asset value: approximately HKD 5 million, held as cash
Audited accounts: most recent for October 2024
Running costs: approximately HKD 80,000 a month
Responsible Officers: 2; whether they stay or are replaced is open to negotiation

Banking and funds

Accounts at Hang Seng Bank and Bank of East Asia, with a safeguarding structure
Two funds already set up, an OFC and an SPC, each with bank accounts opened but not yet in operation

Offer details and price

Price on request

The price and the full details of this offer are available on request. Send us a request and our team will get back to you.

Reference: NIM-11118

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